VP AFC/AML Operations

🔹 Strategic AML CDD Program Management

• Support the Head of AFC Ops (COE) in driving the AML CDD strategy for the Corporate & Investment Banking segment.
• Collaborate with stakeholders to streamline processes, improving operational efficiency while ensuring compliance with AML/CFT policies.

🔹 Governance & Process Enhancement

• Review and update Standard Operating Procedures (SOPs) and workflows to enhance operational effectiveness.
• Identify and address risk concerns, proactively sharing best practices for risk management.
• Ensure Service Level Agreements (SLAs) are met and that high-risk due diligence profiles are accurately reviewed and approved across all jurisdictions.

🔹 Regulatory & Audit Compliance

• Work closely with internal teams to manage queries from external/internal auditors, regulatory bodies, and compliance teams.
• Oversee KYC teams to ensure adherence to regulatory requirements throughout the customer lifecycle.
• Maintain compliance standards across overseas branches, ensuring alignment with best practices.

🔹 Reporting & Training

• Provide timely management reports on key risk indicators.
• Conduct AML/CFT-related training to strengthen awareness and operational excellence.
• Ensure Key Operational Risk Indicator (KORI) metrics are met monthly.

🔹 Regulatory & Operational Support

• Maintain Swift KYC Registry by updating counterparty information and responding to RFIs from banking partners.
• Support Group AFC Ops in FATCA & CRS reporting.